Primary tumor location and survival in colorectal cancer: A retrospective cohort study
2020-05-16HimaniAggarwalKristinSheffieldLiLiDavidLenisRachaelSorgAfsanehBarziRebeccaMiksad
Himani Aggarwal, Kristin M Sheffield, Li Li, David Lenis, Rachael Sorg, Afsaneh Barzi, Rebecca Miksad
Himani Aggarwal, Kristin M Sheffield, Li Li, Eli Lilly and Company, Indianapolis, IN 46225,United States
David Lenis, Rachael Sorg, Rebecca Miksad, Flatiron Health, New York, NY 10013, United States
Afsaneh Barzi, Keck School of Medicine, University of Southern California, Los Angeles, CA 90033, United States
Abstract
Key words: Bevacizumab; Cetuximab; Cohort study; Colorectal neoplasms; Electronic health records; Prognosis; Retrospective studies; Survival
INTRODUCTION
Metastatic colorectal cancer (mCRC) is a heterogeneous disease with differing outcomes and clinical responses, in part due to differences in chromosomal and molecular profiles between primary tumors that arise from the left (distal) and right(proximal) sides of the colon[1]. During gastrulation, both the left (hindgut) and right(midgut) sides of the gut develop from the endoderm. The left side gives rise to the distal third of the transverse colon, splenic flexure, descending colon, sigmoid rectum and the upper part of the anal canal, whereas the right side gives rise to the duodenum distal to the ampulla, the entire small bowel, the cecum, appendix,ascending colon, and the proximal two-thirds of the transverse colon[2].
Right-sided primary tumor location (RPTL) has been shown to be associated with several adverse prognostic factors compared with left-sided primary tumor location(LPTL), including point mutations in codon 600 ofBRAF; point mutations in codons 12 and 13 ofKRASand 61 ofNRAS; point mutations in exons 9 and 20 of phosphoinositide 3-kinase; frameshift and nonsense mutations in transforming growth factor-β receptor-2; hypermutation; and microsatellite instability[3-6]. In contrast, LPTL is more likely than RPTL to be associated with overexpression of epidermal growth factor receptor (EGFR) or human epidermal growth factor receptor 2 (HER2) and vascular endothelial growth factor, high epiregulin, and chromosomal instability[3-5]. RPTL is more common in women than men and is associated with a higher median age at diagnosis than LPTL[7].
As a result of these clinical and molecular differences between the left and right sides of the colon, primary tumor location is a prognostic factor; a meta-analysis of 66 studies showed that patients with LPTL have significantly longer overall survival(OS) than patients with RPTL[8]. This meta-analysis, which included over 1.4 million patients with early and advanced colorectal cancer (CRC), showed that LPTL was associated with a significantly reduced risk of death compared with RPTL (HR = 0.82,P< 0.001), and that this was independent of adjuvant chemotherapy, year of study,race, stage, quality of included studies, and number of study participants[8].
Primary tumor location also appears to be a predictive factor of clinical outcomes of CRC treatment with EGFR inhibitors, most likely due to molecular differences between sides of the colon in tumor expression of proteins such as EGFR/HER2,BRAF, vascular endothelial growth factor receptor 2, and excision repair cross complement group 1[9]. In the first-line setting, a retrospective post hoc analysis of the CRYSTAL and FIRE-3 studies showed that cetuximab plus 5-fluorouracil/leucovorin/irinotecan (FOLFIRI) significantly improved OS compared with FOLFIRI alone or bevacizumab plus FOLFIRI for patients withRASwild-type (WT) mCRC LPTL (CRYSTAL: 28.7 movs21.7 mo, HR = 0.65,P= 0.002; FIRE-3: 38.3 movs28.0 mo,HR = 0.63,P= 0.002)[10]. Conversely, patients with RPTL derived little or no benefit from cetuximab plus FOLFIRI compared with FOLFIRI alone or bevacizumab plus FOLFIRI (CRYSTAL: 18.5 movs15.0 mo, HR = 1.08,P= 0.76; FIRE-3: 18.3 movs23.0 mo, HR = 1.31,P= 0.28)[10]. Furthermore, a post hoc analysis of the CALGB/SWOG 80405 study showed that cetuximab plus FOLFIRI or 5-fluorouracil/leucovorin/oxaliplatin (FOLFOX) significantly improved OS compared with bevacizumab plus FOLFIRI or FOLFOX for mCRC patients with LPTL (37.5 movs32.1 mo,P= 0.04)[11]. On the other hand, in patients with RPTL, bevacizumab plus FOLFIRI or FOLFOX significantly improved OS compared with cetuximab plus FOLFIRI or FOLFOX (24.5 movs16.4 mo,P= 0.03)[11]. Results for progression-free survival (PFS)were similar to those for OS[11]. Collectively, these studies indicated that primary tumor location may be predictive of survival outcomes associated with first-line treatment of mCRC with EGFR inhibitors.
In the second-line setting, a retrospective analysis of the FIRE-3 study showed that OS was improved for patients with LPTL who received second-line cetuximab plus irinotecan (after first-line bevacizumab plus FOLFIRI on trial) compared with those who received second-line bevacizumab plus FOLFIRI (after first-line cetuximab plus FOLFIRI on trial) (OS: 17.6 movs14.1 mo, HR = 0.65,P= 0.002), with similar results observed for PFS[12]. For patients with RPTL, there was no difference in efficacy between those who received bevacizumab and those who received cetuximab[12].Furthermore, a post hoc analysis of the NCIC CO.17 study showed that, inKRASWT patients, those with LPTL had significantly improved PFS when treated with cetuximab monotherapy compared with best supportive care (5.4 movs1.8 mo, HR =0.28,P< 0.0001)[13]. On the other hand, those with RPTL did not experience a benefit with cetuximab monotherapy (1.9 movs1.9 mo, HR = 0.73,P= 0.26)[13]. These studies suggest that primary tumor location may also be predictive of survival outcomes following second-line treatment of mCRC with EGFR inhibitors.
Based on an overall assessment of these and other studies, the National Comprehensive Cancer Network recommends that only patients with LPTLRASWT mCRC be offered cetuximab or panitumumab as first-line treatment for mCRC,whereas bevacizumab can be considered in the first-line setting for patients with RPTLRASWT mCRC[14]. All patients withRASWT tumors should be considered for treatment with cetuximab or panitumumab in subsequent lines of therapy if neither was previously given[14].
Most studies that investigated the effect of primary tumor location on biologic therapy efficacy were post hoc analyses of large randomized controlled trials not designed to answer questions about tumor sidedness, or were single institution analyses of small cohorts. Consequently, there is a lack of real-world evidence from large mCRC populations describing the association of primary tumor location with survival outcomes from biologic therapy. This study evaluated the prognostic and predictive role of primary tumor location and its association with survival benefit in real-world patients withKRASWT mCRC who initiated first-line therapy with cetuximab plus FOLFIRI or FOLFOXvswith bevacizumab plus FOLFIRI or FOLFOX in the United States.
MATERIALS AND METHODS
Study design and patients
The patients in this retrospective cohort study were selected from Flatiron Health's electronic health record (EHR)-derived longitudinal demographically and geographically diverse database, which comprises de-identified patient-level structured and unstructured data, curated via technology-enabled abstraction. At the time of this study, it included data from more than 265 community clinics and academic institutions at more than 800 sites of care in the United States. The database has been described in detail previously[15]. In brief, the database was created by aggregating, normalizing, and harmonizing patient-level data. Data were processed centrally and stored in a secure format. Structured data (e.g. treatments) were semantically mapped to standard reference terminologies, whereas unstructured data,including primary tumor location, were extracted from EHR-based digital documents(e.g. medical care notes) via technology-enabled abstraction. Every data point sourced from unstructured documents was manually reviewed by trained chart abstractors[15].
Quality control included duplicate chart abstraction of a sample of critical abstracted variables. Additional quality control was performed covering areas such as demographics and treatment length/dosage, and included both medical and data considerations. Any issues identified were logged, prioritized, investigated, and resolved[15].
Inclusion and exclusion criteria
Eligible patients aged at least 18 years had an International Statistical Classification of Diseases and Related Health Problems (ICD) code for CRC (ICD-9 153.x, 154.x, ICD-10 C18x, C19x, C20x, or C21x), at least 2 visits in the Flatiron database on or after January 1, 2013, a confirmed diagnosis of stage IV or recurrent metastatic disease on or after January 1, 2013, and documentedKRASWT biomarker status any time before or within 28 d of the start of first-line treatment with either cetuximab in combination with FOLFIRI or FOLFOX, or bevacizumab in combination with FOLFIRI or FOLFOX between January 1, 2013 and April 30, 2017. The enrollment end date of April 30, 2017 was selected to allow for 6 mo of follow-up before the data cutoff date of October 31,2017. Eligible patients could have less than 6 mo of follow-up data due to death or loss to follow-up.
Exclusion criteria included a greater than 90-d gap between the metastatic diagnosis date and the first structured activity (visit, administration, or order) and receipt of both bevacizumab and cetuximab or FOLFIRI and FOLFOX, or any other drugs (e.g. panitumumab) as part of first-line therapy.
Variables
Primary tumor location was abstracted from patients' charts. For the main analysis,LPTL was defined as tumors that originated in the splenic flexure, descending colon,sigmoid colon, or rectum and RPTL was defined as tumors that originated in the appendix, cecum, ascending colon, hepatic flexure, or transverse colon.
The index date was defined as the date on which first-line therapy containing cetuximab or bevacizumab was initiated, as determined by the first episode of the relevant drugs (i.e. administration or non-cancelled order). The start of first-line therapy was defined as the first episode of an eligible drug that was given after or up to 14 d before the metastatic diagnosis date. All eligible drugs given within 28 d of the start of first-line therapy (i.e. the first eligible drug episode) were considered part of the first-line therapy regimen.
The primary outcome was OS, defined as the time from the index date to the patient's date of death. Patients without a date of death were censored at their last confirmed activity date (last structured visit or medication administration). The Flatiron Enhanced Mortality variable version 2.0[15]was used to amalgamate internal and external data sources to generate the best understanding of a patient's vital status and date of death.
The baseline demographic and clinical variables were patients' age at index date,sex, race, ethnicity, geographic region, practice type (communityvsacademic), site of disease, stage at initial diagnosis, Eastern Cooperative Oncology Group (ECOG)performance status, modified Charlson Comorbidity Index,NRASandBRAFmutation status, first-line chemotherapy backbone (FOLFOXvsFOLFIRI), year of cetuximab or bevacizumab initiation, documented history of adjuvant chemotherapy(for patients initially diagnosed at an earlier stage disease who developed recurrent metastases), duration of follow-up time, and duration of first-line therapy. For duration of first-line therapy, patients were classified as having discontinued first-line therapy (i.e. an event) if any of the following occurred: (1) The patient started a subsequent line of therapy; (2) The patient died; or (3) There was a gap of more than 90 d between the patient's last administration or non-cancelled order for first-line therapy and the last activity date. Patients were censored at the last administration or non-cancelled order for first-line therapy.
Institutional Review Board approval of the study protocol was obtained prior to conduct of the study and included a waiver of informed consent. Data were deidentified and provisions were in place to prevent re-identification in order to protect patient confidentiality. The study was conducted in accordance with the ethical principles that have their origin in the Declaration of Helsinki and that are consistent with Good Pharmacoepidemiology Practices and applicable laws and regulations.
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Statistical analyses
Descriptive statistics were generated by primary tumor location and treatment. Chisquare test (or Fisher's exact test if the expected frequency was less than five) for categorical variables ort-test or Wilcoxon rank sum test for means and Kruskall-Wallis test for medians of continuous variables were used to test for statistically significant differences in baseline patient characteristics between cetuximab and bevacizumab within primary tumor location.
Propensity score method using 1:4 matching (i.e. one cetuximab patient matched to up to four bevacizumab patients) was used to balance patients' baseline demographic and clinical characteristics between the cetuximab and bevacizumab cohorts. The probability of receiving first-line cetuximabvsbevacizumab (i.e. the propensity score)was modeledviaa logistic regression model. The dependent variable was receipt of cetuximab (yes/no). Independent variables included age at index date, sex, race, stage at initial diagnosis, modified Charlson Comorbidity Index, ethnicity, year of cetuximab or bevacizumab initiation, history of adjuvant chemotherapy, geographic region, side of colon, indicator variable for rectum/rectosigmoid,NRASandBRAFmutation status, and first-line chemotherapy backbone (FOLFIRI/ FOLFOX). Patients were matched based on the logit of propensity scores using the nearest neighbor algorithm to find matches, and a caliper of 0.20 was used, which represents the number of standard deviations of the distance measure (i.e. logit of the propensity score) within which matches were acceptable. Covariate balance was assessed in the matched sampleviavisual inspection, computation of mean standardized differences andt-tests of difference-in-means.
Kaplan-Meier and Cox regression methods were used for OS analyses in the matched population. The prognostic effect of primary tumor location was evaluated by comparing OS in patients with LPTLvsRPTLKRASWT mCRC by treatment. The predictive effect of primary tumor location on OS benefit with cetuximab or bevacizumab was investigated by evaluating the significance (P< 0.05) of the interaction term between primary tumor location (i.e. leftvsright) and treatment (i.e.cetuximabvsbevacizumab) in a Cox regression model that included treatment,primary tumor location, and an interaction term between primary tumor location and treatment. Consistent with the methods of Austinet al[16], a stratified (by each matched set) log-rank test was used to compare survival curves, given that the matched patients were not independent. Cox regressions were estimated using clusters defined by each matched set. Several sensitivity analyses were conducted to evaluate the robustness of the findings of the main analysis. Specifically, different propensity score matching procedures, such as: (1) 1:1 matching without a caliper; (2) 1:2 matching (i.e.one cetuximab patient matched to up to 2 bevacizumab patients); and (3) Inverse probability of treatment weighting (IPTW), were implemented. Additionally, an alternative definition for the index date and different definitions for left and right side of colon were also considered. Lastly, different subgroups of patients were considered in order to evaluate whether conclusions obtained in the main analysis held for different patient subgroups. These subgroups included: (1) LPTL mCRC patients only;(2) RPTL mCRC patients only; (3)NRASmutation-negative patients only; (4) Stage IV at initial diagnosis patients only; (5) Patients with a first-line chemotherapy backbone of FOLFIRI; and (6) Patients with a first-line chemotherapy backbone of FOLFOX.
A two-sided significance level of α = 0.05 was used, wherebyP< α was considered statistically significant.
The statistical methods of this study were reviewed by Yajun Emily Zhu from Eli Lilly and Company.
RESULTS
Patient characteristics
Of the 1312 patients who met the study inclusion and exclusion criteria, 248 received first-line cetuximab plus FOLFIRI or FOLFOX, and 1064 received first-line bevacizumab plus FOLFIRI or FOLFOX. The study profile is shown in Figure 1.
There were notable differences between patients who received cetuximab (n= 248)vspatients who received bevacizumab (n= 1064) (data not shown). Patients who received cetuximab were more likely to be stage III at initial diagnosis and less likely to be stages I, II, and IV than patients who received bevacizumab (stage I: cetuximab 1.2%vsbevacizumab 2.9%; stage II: cetuximab 7.3%vsbevacizumab 10.6%; stage III:cetuximab 32.7%vsbevacizumab 21.8%; stage IV: cetuximab 57.3%vsbevacizumab 62.4%;P= 0.003 for the overall comparison) and were less likely to be tested forNRASandBRAFmutations (tested forNRASmutations: cetuximab 31.9%vsbevacizumab 41.4%,P= 0.007; tested forBRAFmutations: cetuximab 32.7%vsbevacizumab 46.0%,P< 0.001). Furthermore, patients who received cetuximab were more likely to receive FOLFIRI as the chemotherapy backbone and less likely to receive FOLFOX as the chemotherapy backbonevspatients who received bevacizumab (FOLFIRI: cetuximab 68.1%vsbevacizumab 24.5%; FOLFOX: cetuximab 31.9%vsbevacizumab 75.5%;P<0.001), and more likely to have a documented history of adjuvant chemotherapy(cetuximab 36.3%vsbevacizumab 24.0%,P< 0.001) (data not shown).
Of the 248 cetuximab plus FOLFIRI or FOLFOX patients, 164 had LPTL and 84 had RPTL, and of the 1064 bevacizumab plus FOLFIRI or FOLFOX patients, 679 had LPTL and 385 had RPTL. Table 1 compares patient characteristics for those receiving firstline cetuximabvsfirst-line bevacizumab stratified by primary tumor location before propensity score matching. Patients who received cetuximab were more likely to receive a backbone of FOLFIRI compared with patients who received bevacizumab(LPTL: 64.0%vs24.3%,P< 0.001; RPTL: 76.2%vs24.9%,P< 0.001). Patients with RPTL who received cetuximab were more likely to be stage III at initial diagnosis(44.0%vs22.6%) and less likely to be stage IV (48.8%vs65.7%) at initial diagnosis compared with RPTL patients who received bevacizumab (P= 0.001). Patients with RPTL who received cetuximab were more likely to have a documented history of adjuvant chemotherapy compared with patients with RPTL who received bevacizumab (47.6%vs22.3%,P< 0.001). Patients with LPTL who received cetuximab were less likely to be tested forNRASmutations (LPTL: 31.1%vs41.4%,P= 0.020) andBRAFmutations (LPTL: 28.0%vs46.1%,P< 0.001), compared with patients with LPTL who received bevacizumab. There was no significant difference between groups inNRASstatus among those tested.
Propensity score matching
Prognostic effect of primary tumor location
In the propensity score-matched sample, median OS was 29.7 mo (95%CI: 26.9-35.2)for patients with LPTL and 18.3 mo (95%CI: 15.8-21.3) for patients with RPTL (P<0.001), indicating that there was a statistically significant difference in OS between patients with LPTLvsRPTL (Figure 3). Among the cetuximab cohort, the HR for patients with LPTLvsRPTL was 0.48 (95%CI: 0.32-0.74;P< 0.001), and among the bevacizumab cohort the HR for LPTLvsRPTL was 0.56 (95%CI: 0.42-0.75;P< 0.001).
Predictive effect of primary tumor location
In the propensity score-matched sample, median OS was 29.7 mo (95%CI: 27.4-NA)for patients with LPTL who received cetuximab and 29.1 mo (95%CI: 26.6-35.6) for patients with LPTL who received bevacizumab (Figure 4). Median OS was 17.0 mo(95%CI: 12.0-32.6) for patients with RPTL who received cetuximab and 18.8 mo(95%CI: 15.8-22.3) for patients with RPTL who received bevacizumab (Figure 4). The Cox proportional hazards model to test for differences in OS by primary tumor location and treatment after matching showed no significant difference in OS; the interaction term between primary tumor location and treatment was 0.87 (P= 0.566)(Table 3). The HR for cetuximabvsbevacizumab for patients with RPTL was 1.00(95%CI: 0.68-1.46;P= 0.996) and the HR for cetuximabvsbevacizumab with LPTL was 0.87 (95%CI: 0.63-1.19;P= 0.378).
Figure 1 Study profile. 1Patients who received both 5-fluorouracil/leucovorin/oxaliplatin and 5-fluorouracil/leucovorin/irinotecan (i.e. 5-fluorouracil/leucovorin/oxaliplatin/irinotecan) in the first-line were excluded. In addition, patients who received any other drugs as part of first-line therapy were excluded. 2Biomarker status for KRAS wild-type before or within 28 d of starting first-line therapy. If a patient had more than one successful test with a conflicting result during this window, the test result closest to the index date was used. In cases with conflicting test results on the same day, patients were excluded. CRC: Colorectal cancer; ICD: International Statistical Classification of Diseases and Related Health Problems; FOLFIRI: 5-fluorouracil/leucovorin/irinotecan; FOLFOX: 5-fluorouracil/ leucovorin/oxaliplatin;mCRC: Metastatic colorectal cancer; WT: Wild-type.
Sensitivity analyses
Sensitivity analyses using different methodologic approaches to account for potential imbalance in the observed confounders confirmed the main OS analysis findings in terms of magnitude, significance, and directionality (Table 4). After IPTW among patients who wereNRASWT (n= 149), median OS was 28.9 mo for patients who received cetuximab and 26.0 mo for patients who received bevacizumab; the HR for cetuximabvsbevacizumab was 0.77 (95%CI: 0.40-1.50) for patients with LPTL, and 1.03 (95%CI: 0.54-1.97) for patients with RPTL. Among patients who received a backbone of FOLFIRI (n= 336), median OS was 24.6 mo for those who received cetuximab and 23.1 mo for those who received bevacizumab after IPTW; the HR for cetuximabvsbevacizumab was 0.96 (95%CI: 0.64-1.44) for patients with LPTL, and 1.05 (95%CI: 0.62-1.77) for patients with RPTL. Among patients who received a backbone of FOLFOX (n= 158), median OS was not reached for those who received cetuximab and 25.9 mo for those who received bevacizumab after IPTW; the HR for cetuximabvsbevacizumab was 0.63 (95%CI: 0.37-1.08) for patients with LPTL and 0.52 (95%CI: 0.23-1.17) for patients with RPTL.
Table 1 Patient characteristics before propensity score matching
1Left-sided primary tumor location was defined as tumors that originated in the splenic flexure, descending colon, sigmoid colon, or rectum, and rightsided primary tumor location was defined as tumors that originated in the appendix, cecum, ascending colon, hepatic flexure, or transverse colon.2Index date defined as the start date (first administration or non-cancelled order) of a first-line regimen containing cetuximab or bevacizumab.3ECOG PS may have been recorded up to 30 d prior, or up to 7 d after, the index date, whichever was closest to the index date.4CCI calculations exclude cancer diagnoses and include only comorbidities that were documented by the treating physician at any time prior to metastatic diagnosis date.5Biomarker testing could occur at any point on, or up to, 28 d after the index date. For instances where multiple biomarker tests were available, the result from the successful test closest to the index date was used. Only the positive result among those tested is shown here; other categories included mutation negative, results pending, unknown, and unsuccessful/indeterminate test.6Adjuvant therapy was only measured in non-stage IV patients.7To account for potential censoring of patients on first-line therapy, the duration of first-line regimen was calculated using the following survival analysis methods: 1) the first administration or non-cancelled order for first-line therapy was the start date, 2) the last administration or non-cancelled order for first-line therapy was the end date, and 3) patients were classified as having discontinued first-line therapy (i.e. an event) if any of the following occurred:a) a patient started a subsequent line of therapy, b) a patient died, or c) a gap of more than 90 d occurred between a patient's last administration or noncancelled order for first-line therapy and the last activity date.8Median follow-up time was calculated using observed time for all individuals, regardless of their outcome (i.e. not using survival analysis). Median was assessed using Kruskall-Wallis test. CCI: Charlson Comorbidity Index; ECOG PS: Eastern Cooperative Oncology Group performance status; FOLFIRI: 5-fluorouracil/leucovorin/irinotecan; FOLFOX: 5-fluorouracil/leucovorin/oxaliplatin; LPTL: Left-sided primary tumor location; NA: Not applicable; RPTL:Right-sided primary tumor location.
DISCUSSION
In this retrospective cohort study of real-world patients from clinical practice in the United States, median OS was significantly longer for mCRCKRASWT patients with LPTL than for those with RPTL, regardless of first-line treatment, substantiating the prognostic effect of primary tumor location. The prognostic role of primary tumor location has been demonstrated in other studies[17-20]. A more favorable prognosis for LPTL was demonstrated in a retrospective pooled analysis of mCRC randomized controlled studies of first-line chemotherapy plus bevacizumab (PROVETTA,AVF2107, and NO16966)[21]and of six studies of chemotherapy plus anti-EGFR therapies (first-line: CALGB 80405, FIRE-3, and CRYSTAL; second-line: PEAK,PRIME, and 20050181)[22]. An updated meta-analysis that included the Chinese phase 3 TAILOR study showed that cetuximab or panitumumab plus FOLFOX significantly benefited PFS and ORR in patients withRASWT LPTL mCRC[23]. Furthermore, a meta-analysis of 66 mCRC clinical studies conducted over several decades to evaluate different treatments demonstrated that LPTL was associated with improved prognosis compared with RPTL[8]. An analysis of the Surveillance, Epidemiology and End Results program confirmed the prognostic effect of primary tumor location[24].These studies vary in their design for selection of patients and treatment plan and some lack data about stage at diagnosis.
Primary tumor location was not predictive of treatment effect for cetuximabcompared with bevacizumab in this study. There was no significant difference in median OS between patients who received cetuximab and those who received bevacizumab by primary tumor location. A number of sensitivity analyses to test the robustness of the analytic approach, as well as additional subgroup analyses,confirmed the results obtained in the main analysis in terms of magnitude,significance, and directionality. However, subgroup analyses by chemotherapy backbone showed a significant treatment benefit for cetuximab compared with bevacizumab, regardless of primary tumor location, in patients who received FOLFOX as the chemotherapy backbone. Among these patients, median OS was not reached in the cetuximab groupvs25.9 mo in the bevacizumab group. The analyses(IPTW) by primary tumor location showed an HR of 0.63 (95%CI: 0.37-1.08) in patients with LPTL and 0.52 (95%CI: 0.23-1.17) in patients with RPTL, favoring cetuximab in both LPTL and RPTL patients who received FOLFOX. In a subgroup of patients who received a backbone of FOLFIRI, a treatment benefit for cetuximab compared with bevacizumab was not observed. Among these patients, median OS was 24.6 mo in the cetuximab groupvs23.1 mo in the bevacizumab group, with an HR of 0.96 (95%CI: 0.64-1.44) in patients with LPTL and 1.05 (95%CI: 0.62-1.77) in patients with RPTL.
Table 2 Patient characteristics after propensity score matching
1Index date defined as the start date (first administration or non-cancelled order) of a first-line regimen containing cetuximab or bevacizumab.2ECOG PS may have been recorded up to 30 d prior, or up to 7 d after, the index date, whichever was closest to the index date.3Charlson Comorbidity Index calculations exclude cancer diagnoses and include only comorbidities that were documented by the treating physician at any time prior to metastatic diagnosis date.4Biomarker testing could occur at any point on, or up to, 28 d after the index date. For instances where multiple biomarker tests were available, the result from the successful test closest to the index date was used.5Adjuvant therapy was only measured in non-stage IV patients.6To account for potential censoring of patients on first-line therapy, the duration of first-line regimen was calculated using the following survival analysis methods: (1) The first administration or non-cancelled order for first-line therapy was the start date; (2) The last administration or non-cancelled order for first-line therapy was the end date; and (3) Patients were classified as having discontinued first-line therapy (i.e. an event) if any of the following occurred:(a) A patient started a subsequent line of therapy; (b) A patient died; or (c) A gap of more than 90 d occurred between a patient's last administration or non-cancelled order for first-line therapy and the last activity date.7Median follow-up time was calculated using observed time for all individuals, regardless of their outcome (i.e. not using survival analysis). Median was assessed using Kruskall-Wallis test. CCI: Charlson Comorbidity Index; ECOG PS: Eastern Cooperative Oncology Group performance status; FOLFIRI: 5-fluorouracil/leucovorin/irinotecan; FOLFOX: 5-fluorouracil/leucovorin/oxaliplatin.
The choice of 5-fluorouracil-based chemotherapy backbone for the treatment of metastatic disease depends on, among other factors, prior adjuvant chemotherapy use and response, and adjuvant therapy regimen choice for earlier stage disease. In this study, patients who received FOLFIRI (n= 430) as the chemotherapy backbone in the metastatic setting more often had a group stage of III at initial diagnosis (55.1% for FOLFIRIvs8.6% for FOLFOX), whereas patients who received FOLFOX (n= 882)more often had a group stage of IV at initial diagnosis (30.0% for FOLFIRIvs76.8% for FOLFOX) (P< 0.001) (data not shown). This translated into a greater proportion of FOLFIRI patients having a documented history of adjuvant chemotherapy compared with patients who received FOLFOX (64.0% for FOLFIRIvs7.9% for FOLFOX,P<0.001).
Figure 2 Standardized mean differences between groups across covariates before and after propensity score matching. CCI: Charlson Comorbidity Index;FOLFOX: 5-fluorouracil/leucovorin/oxaliplatin.
The lack of evidence of predictive effect of primary tumor location in this realworld cohort contrasts with post hoc analyses of the CALGB/SWOG 80405 trial,which closely mirrors the current study, and other studies (a meta-analysis of FIRE-3,CRYSTAL, PRIME, CALGB/SWOG 80405, and other studies as well as a populationbased cohort study)[11,17,18]. We explored differences in patient characteristics and treatment-related variables between this study and CALGB/SWOG 80405 to elucidate the divergent findings of our analysis. One of the key differences between the two studies is that 32% of cetuximab patients in the current study received FOLFOX whereas 74% of cetuximab patients received FOLFOX in the CALGB/SWOG 80405 study[25]. Although the chemotherapy backbone data by biologic type are not published for the CALGB/SWOG 80405 study patients included in post hoc primary tumor location analyses[11,22], it is likely that the proportion of cetuximab patients receiving FOLFOX was also higher than in the current study.
In the current study, a smaller proportion of patients who received cetuximab compared with bevacizumab were stage IV at initial diagnosis (57.3%vs62.4%), and a greater proportion were stage III at initial diagnosis (32.7%vs21.8%) (P= 0.003). This difference in stage distribution between the cetuximab and bevacizumab groups was primarily observed in patients with RPTL. In contrast, the proportion of patients with stage IV disease at initial diagnosis was almost the same for the cetuximab (77.3%)and bevacizumab (79.6%) groups in the CALGB/SWOG 80405 study, although the stage distribution by biologic type was not reported in primary tumor location analyses[11,22]. A greater proportion of cetuximabvsbevacizumab patients in the current study had a documented history of adjuvant therapy (36.3%vs24.0%,P<0.001), whereas the proportion of patients who had a documented history of adjuvant therapy was similar for the cetuximabvsbevacizumab cohorts in the CALGB/SWOG 80405 study (13.7%vs14.5%)[11]. Overall, these findings suggest that the chemotherapy backbone, among other factors, may contribute to outcomes, either alone, by interacting with the biologic agent, or as a proxy for disease biology if the backbone choice is driven by clinical history: Stage at initial diagnosis and features of prior adjuvant chemotherapy (use, regimen choice, disease response, and the time since completion of adjuvant therapy).
Classification of colorectal tumors as right- and left-sided is considered a surrogate for biological differences associated with embryologic differences by location in the large intestine. However, more granular information about specific tumor location(e.g. ascending colon, transverse colon, or descending colon) may add more nuance about the underlying biology, particularly for the transverse colon, for which there is no anatomical divide between the first portion, which is associated with RPTL embryonal biology, and the latter portion, which is associated with LPTL embryonal biology[26]. The sensitivity analysis in this study defining RPTLvsLPTL using different granular tumor location groupings (e.g. transverse colon considered RPTLvsLPTL)did not change outcomes (Table 4).
Figure 3 Kaplan-Meier overall survival curves for patients with left-sided primary tumor location vs rightsided primary tumor location in the propensity score-matched sample. CI: Confidence interval; LPTL: Left-sided primary tumor location; OS: Overall survival; RPTL: Right-sided primary tumor location.
Based on post hoc analyses of clinical trials, such as CALGB/SWOG 80405, FIRE-3,CRYSTAL, PEAK, PRIME and others, the National Comprehensive Cancer Network has recommended that only patients with LPTL should be offered cetuximab or panitumumab in combination with 5-fluorouracil-based chemotherapy as first-line treatment for mCRC[14]. However, the findings from this real-world cohort found no significant difference in survival benefit between cetuximab and bevacizumab by primary tumor location. The difference in these results compared with published post hoc analyses of randomized clinical trials highlights potential limitations of post hoc analyses and points to differences between clinical trials and the real-world study population that may warrant further research.
In conclusion, the analysis of this real-world cohort of mCRCKRASWT patients who received first-line treatment found a prognostic effect by primary tumor location,but not a predictive effect for survival by biologic agent given with 5-fluoroucil-based chemotherapy. These findings contribute to the growing body of literature describing the potential impact of chemotherapy backbone on survival benefit associated with biologic therapy for patients with mCRC. Future research is needed to better understand if biologic treatment recommendations by side of colon should incorporate the potential impact of chemotherapy backbone, expandedRASandBRAFmutations, and history of adjuvant chemotherapy. Furthermore, additional studies are required to elucidate tumor, patient, and treatment factors that contributed to these real-world findings, as well as differences between real-world and clinical trial populations that may have contributed to the divergent results.
Limitations of the study
The limitations of this real-world study include those common in retrospective observational studies based on EHR data, such as selection biases and unobserved confounders, which may impact treatment effect estimates. For example, ECOG PS was missing for over 50% of patients in this study. It is not known if the beneficial effect of a therapy is lost if the regimen is used for a patient with an ECOG PS of 2 or 3 compared with an ECOG PS of 0 or 1. This loss of efficacy may be more pronounced with the addition of a biologic therapy that can significantly add to the toxicity of the chemotherapy backbone. Furthermore, in this study, approximately 60% of patients were untested forNRASmutations and 57% of patients were untested for theBRAFmutation. IfBRAForNRASmutations were present in these patients, they may have impacted the study results and explained, in part, why the predictive effect of primary tumor location on treatment with cetuximabvsbevacizumab in combination with 5-fluorouracil-based chemotherapy was not observed. The study may also not be generalizable to other patient populations. A further limitation was missing data,since data availability was limited to what was documented in the EHR; for example,if patients moved from or to the oncology practices represented within this EHR database, there may have been periods of missing data when care was received elsewhere. Patients with greater than a 90-d gap between advanced diagnosis and structured activity were excluded to mitigate the possibility of including data frompatients who received some of their initial care outside of the Flatiron network. The relatively short follow-up time may have impacted findings due to the number of events for evaluation, consequently leading to insufficient study power; that is, there were 366 events observed over the follow-up period in the 792 patients from the matched analysis; the median length of follow-up time available was 434 d (data not shown). Furthermore, some potential confounders for propensity score-based estimation procedures may not have been observed.
Table 3 Cox regression estimation in the propensity score-matched sample (n = 792)
Table 4 Overall survival sensitivity analyses
Figure 4 Kaplan-Meier overall survival curves for patients treated with first-line cetuximab versus first-line bevacizumab by primary tumor location in the propensity score-matched sample.1P value indicates that a significant difference exists across the 4 categories. CI: Confidence interval; LPTL: Left-sided primary tumor location; NA: Not available; OS: Overall survival; RPTL: Right-sided primary tumor location.
ARTICLE HIGHLIGHTS
Research background
Metastatic colorectal cancer (mCRC) is a heterogeneous disease with differing outcomes and clinical responses, in part due to differences in chromosomal and molecular profiles between primary tumors that arise from the left (distal) and right (proximal) sides of the colon. Primary tumor location has been shown to be a prognostic factor, with left-sided primary tumor location(LPTL) demonstrating significantly longer survival than right-sided primary tumor location(RPTL). Additionally, primary tumor location may be a predictive factor of survival outcomes associated with cetuximab or bevacizumab in combination with 5-fluorouracil-based chemotherapy. Current first-line treatment recommendations for mCRC per the National Comprehensive Cancer Network are cetuximab or panitumumab only for patients with LPTLRASwild-type (WT) disease or bevacizumab for patients with RPTLRASWT disease; secondline treatment recommendations for subsequent lines are cetuximab or panitumumab for all patients withRASWT tumors. However, most of the studies that investigated the effect of primary tumor location on biologic therapy efficacy and that led to treatment recommendations were post hoc analyses of large randomized controlled trials (such as CALGB/SWOG 80405,FIRE-3, CRYSTAL, PEAK, PRIME and others) not designed to examine tumor sidedness, or were single institution analyses of small cohorts. Consequently, there is a need for real-world evidence from large mCRC populations describing the association of primary tumor location with survival outcomes from biologic therapy, which is the aim of the current study.
Research motivation
This study was conducted to evaluate the prognostic and/or predictive roles of primary tumor location in real-world mCRC patients treated with cetuximab or bevacizumab plus 5-fluorouracil-based chemotherapy. The findings of this study are important because they contribute to the growing body of literature describing the potential impact of primary tumor location on survival benefit associated with biologic therapy for patients with mCRC.
Research objectives
The main objectives of this study were to evaluate the prognostic and predictive role of primary tumor location and its association with survival benefit in real-world patients withKRASWT mCRC who initiated first-line therapy with cetuximab plus 5-fluorouracil/leucovorin/irinotecan(FOLFIRI) or 5-fluorouracil/leucovorin/oxaliplatin (FOLFOX)vswith bevacizumab plus FOLFIRI or FOLFOX in the United States. The analysis of this real-world cohort of mCRCKRASWT patients who received first-line treatment found a prognostic effect by primary tumor location, but not a predictive effect for survival by biologic agent given with 5-fluoroucil-based chemotherapy. The difference in these real-world results regarding predictive findings compared with published post hoc analyses of randomized clinical trials highlights challenges with the generalizability of clinical trial findings and the need for further research to elucidate tumor, patient, and treatment factors that contributed to these real-world findings, as well as differences between real-world and clinical trial populations that may have contributed to the divergent results.
Research methods
This retrospective cohort study selected patients withKRASwild-type mCRC who initiated firstline therapy with cetuximab or bevacizumab in combination with FOLFIRI or FOLFOX between January 2013 and April 2017 from the Flatiron Health electronic health record derived database of de-identified patient-level data in the United States. Primary tumor location was abstracted from patients' charts. LPTL was defined as tumors that originated in the splenic flexure,descending colon, sigmoid colon, or rectum; RPTL was defined as tumors that originated from the appendix, cecum, ascending colon, hepatic flexure, or transverse colon. Propensity score matching was used to balance the baseline demographic and clinical characteristics between patients treated with cetuximab and patients treated with bevacizumab. Kaplan-Meier and Cox regression methods were used for survival analyses.
Research results
In this retrospective cohort study of real-world patients from clinical practice in the United States, median OS was significantly longer for mCRCKRASWT patients with LPTL than for those with RPTL, regardless of first-line treatment, substantiating the prognostic effect of primary tumor location reported in previous studies. Primary tumor location was not predictive of treatment effect for cetuximab compared with bevacizumab in this study; there was no significant difference in median OS between patients who received cetuximab and those who received bevacizumab by primary tumor location. However, subgroup analyses by chemotherapy backbone showed a significant treatment benefit for cetuximab compared with bevacizumab, regardless of primary tumor location, in patients who received FOLFOX as the chemotherapy backbone. Factors that may have affected treatment-related findings include that cetuximab patients were more likely to receive FOLFIRIvsbevacizumab patients; cetuximab RPTL patients were more likely to have stage III disease while bevacizumab RPTL patients were more likely to have stage IV disease; and cetuximab RPTL patients were more likely to have a documented history of adjuvant chemotherapyvsbevacizumab RPTL patients. In addition,mutations inNRASandKRASexons 3 and 4 may have impacted the study results, yet approximately 70% of patients were not evaluated for expandedRASmutations in this study.Future research should examine these treatment factors further.
Research conclusions
Although the analysis of this real-world cohort of mCRCKRASWT patients who received firstline treatment found a prognostic effect by primary tumor location, it did not confirm a predictive effect for survival by biologic agent given with 5-fluoroucil-based chemotherapy as expected from previous post hoc analyses of clinical trials and treatment guidelines. Possible reasons for this divergence from previously reported findings, current guidelines, and current practice regarding treatment recommendations for mCRC by primary tumor location may include limitations of post hoc analyses; the potential impact of chemotherapy backbone on survival benefit associated with biologic therapy; tumor, patient, and treatment factors that contributed to these real-world findings; and differences between real-world and clinical trial populations. Future research is needed to definitively confirm these reasons in order to optimize treatment for patients with mCRC.
Research perspectives
These findings confirmed primary tumor location as a prognostic factor in mCRC but did not confirm its predictive effect in contrast with previous findings. Chemotherapy backbone may contribute to outcomes, either alone, by interacting with the biologic agent, or as a proxy for disease biology if the backbone choice is driven by clinical history: Stage at initial diagnosis and features of prior adjuvant chemotherapy (use, regimen choice, disease response, and the time since completion of adjuvant therapy). Future research is needed to better understand if biologic treatment recommendations by side of colon should incorporate the potential impact of chemotherapy backbone and other factors, such as expandedRASandBRAFmutations, and history of adjuvant chemotherapy. Furthermore, additional studies are required to elucidate tumor, patient, and treatment factors that contributed to these real-world findings, as well as differences between real-world and clinical trial populations.
ACKNOWLEDGEMENTS
This study was sponsored by Eli Lilly and Company. Medical writing support was provided by Andrew Sakko, PhD, CMPP, and editorial support was provided by Noelle Gasco of Syneos Health and funded by Eli Lilly and Company in accordance with Good Publication Practice (GPP3) guidelines (http://www.ismpp.org/gpp3).
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